Online Trading & Account Access
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Pershing Account Holders

• To view and place trades in your Pershing account using NetXClient

Penson Account Holders

• To view and place trades in your Penson account using SigTradeBasic

The Synergy Client Connection

• The Synergy Client Connection is made available to you from Penson for the benefit of its clients. Synergy Investment Group has provided additional information about the features of the Client Connection site.
  
  Access
  
• To access this site from any Synergy webpage, select Synergy Client Connection . Or enter https://online.penson.com into your web browser.
  
  Logging In
  
• Each time you log in, the system will initially display a screen showing a history of updates or changes that have been made to the website. The primary menu used for navigating the site is located on the left side of the screen. The remaining space is used to display information that you request as you make selections from the menu.
  
  Main Menu
  
• At the top of the screen, just below the title, is the main menu with the available selections Start Here, Query, Email Reports, Data Retrieval and Tools. By clicking on these menu items, users can view additional options in a sub-menu on the left side of the screen.
  
  


Information pursuant to SEC Rule 606

Pursuant to SEC Rule 606, (formerly know as 11Ac1-6) Penson Financial Services, Inc. is required to make publicly available a quarterly report to its routing of non-directed orders. For the purpose of this Rule, Penson has entered into an agreement with Quantium5 Market Surveillance * Division of S3 Matching Technoligies to disclose the required information pertaining to this rule FTP://public.s3.com/11ac1-6/pfsi